14 September 2024

Scholarly publishers sued

Complaining about academic publishing is somewhere between “hobby” and “righteous cause” for many researchers. So I imagine that many will be cheering loudly at the news that six major academic publishers are getting sued.

People are likely to focus on the three things the case says makes for unfair business practices:

  1. That peer reviewers aren’t paid, and that this is enforced by a “tit for tat” system where journals won’t publish your paper if you don’t review. (I know zero well documented cases of this.)
  2. That journals will not consider work submitted or published elsewhere (the Ingelfinger rule, I think).
  3. Submitted papers can’t be shared while under review.

If I wanted to sue academic publishers, I’m not sure these are the lines of attack I would use. These claims seem hard to stick to the publishers.

The first two points are about practices go back decades, well before the consolidation of so much academic publishing into a few companies. Publishers can say, “These were practices established by the community that we adopted.”

And there are many journals not run by these companies that do the same things. I suspect that the “We don’t consider work under review elsewhere” is common across all publishing, not just academic journals. Publishers can say, “If all these other publishers have these practices, we are just in line with industry standards. And by the way, why are we being selectively prosecuted?”

The third point, that journals “prohibit scholars from sharing advancements in submitted manuscripts while those under peer review” seems to pretend that preprint servers don’t exist.

But these counterexamples are beside the point, because legal question here isn’t whether journals do these things or that they are bad for research. The legal question is whether the publishers conspired to create those conditions.

I think that will be hard to show.

Now, may the plaintiffs can produce something like internal memos or emails between the publishers trying to kill proposals to pay peer reviewers. The academic equivalent to the tobacco industry’s “Doubt is our product” memo. That would be truly devastating. And, in all honesty, I wouldn’t put it past publishers to have some of these emails buried on servers someplace. 

This lawsuit will be interesting to watch. Maybe the plaintiffs aren’t expecting to win, but are doing some consciousness raising. Even if they lose, this lawsuit might do some good by getting academics talking about publication, and maybe by prodding publishers to do better work.

External links

Academic Journal Publishers Antitrust Litigation

Prodding the behemoth with a stick 

1 comment:

Alex Holcombe said...

About the third point, the claim late in the lawsuit seems to be that they prohibit the sharing of *accepted* manuscripts, not submitted manuscripts. It does alternate a bit in the lawsuit text so it is confusing, but the lawsuit provides evidence that there is indeed a prohibition on sharing *accepted* manuscripts (with an embargo). Moreover, preprints were historically prohibited until the pressure became overwhelming to allow sharing of them.

About the second point, the lawsuit claims that the multiple-submission prohibition is agreed on via collusion through the International Association of Scientific, Technical, and Medical Publishers. I don't know whether they can get off on the grounds that it was a norm before these mega-corporations took over, they still are colluding to prevent competition by codifying it.

These certainly aren't my top complaints about publishers but for all I know (I know essentially nothing about antitrust) they are good grounds for an antitrust lawsuit. I think the press release gives an overly simplistic understanding compared to reading the actual lawsuit.